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Building an Effective Culture of Ethics and Compliance in a Global Organization

It is nearly universally agreed that organizations must nurture a culture of compliance in an order to ensure long term legal and ethical performance. Alan Crain of Baker Hughes and Neil Gerrard of DLA Piper will analyze the steps necessary to actually build a compliance focused entity and ensure that your compliance initiatives stand the test of regulatory variations in multiple jurisdictions. In their presentation, they will address the practical steps involved with implementing and maintaining an ethical culture by:

  • Delineating board and management responsibilities in overseeing compliance
  • Taking a close look at the details of an effective compliance structure
  • Navigating the evolving regulatory enforcement culture in Europe
  • Avoiding pitfalls of undertaking cross-border investigations outside the US
  • Reconciling differences in legal standards across international jurisdictions
  • Maintaining a robust international compliance program long term
2:00 p.m. - 2:45 p.m.
Alan Crain Alan Crain
General Counsel
Baker Hughes Inc.
Neil Gerrard Neil Gerrard
Partner
DLA Piper

Optimal IP Asset Management Strategies in the Current Regulatory and Business Environment

How do you optimize returns from your valuable business assets? In recent years we have seen that successful IP strategies transform to monetize intellectual assets to make an immediate impact on the bottom line. What are the fundamentals of sound IP portfolio management? In this presentation Jubin Dana will lead us through the critical elements of IP portfolio management and identify timely strategies that can be dexterous and dynamic; to meet the demands of today's evolving economic, political and legislative landscape. Topics to be discussed include:

  • Managing the lifecycle of patents to extract optimal value
  • Effectively utilizing offensive patents to maximize market share
  • Timing the use of your defensive patents to maintain competitive advantage
  • Building a comprehensive portfolio that is continuously aware of the world around us
2:45 p.m. – 3:30 p.m.
Andrew Cadel Jubin Dana
Global Patent Management
Visa USA, Inc.

Governance: Roles, Responsibilities & Reporting Structures that Work

The problem that most companies face with their governance structures are that these structures have been overlaid on the very businesses that they are supposed to correct. Creating a structure to suit your business however is the wrong approach to get your business in line with a governance strategy. In this presentation we shall analyze optimal business restructuring that will facilitate the functioning of a sound governance framework, including:

  • Analyzing imitations of standards set by the Sarbanes Oxley Act
  • A closer look at the roles of committees and their composition
  • Evaluating the performance of your governance structures
  • Implementing a governance risk based analysis to build an ethical business
3:30 p.m. – 4:15 p.m.
Kathleen Salmas Kathleen Salmas
Assistant Corporate Secretary
Northrop Grumman Corporation

International Government Investigations Compliance: Trends and Tactics for Corporations in an Era of Heightened Enforcement

Over the last decade governments around the world have been sending a strong message highlighting their commitment to eradicating corruption. The global climate has changed dramatically and anti-corruption and anti-bribery statutes are increasingly enforced and prosecuted. In this presentation, Chris Wray will lead us through the latest trends in international government investigations compliance that will enable you to effectively prepare to lead your corporation to ethical and sustainable growth. Topics to be discussed include:

  • The latest in FCPA enforcement and penalties
  • Evaluating the risks of non-compliance in a cooperative environment
  • Understanding the intricacies of high risk jurisdictions and current government initiatives
  • Tips and tools to effectively manage governmental investigations
3:30 p.m. – 4:15 p.m.
Christopher Wray Christopher Wray
Partner
King & Spalding LLP

Ensuring Continuous Sustenance of Top Talent in Your Legal Department

Attracting top talent to your legal department is often easier than retaining them. Your top performers need avenues and opportunities to continue to grow and live up to their true potential. Management roles within corporations are limited and the legal department is no exception. How then will you provide enough incentive and motivation to your otherwise demoralized top performers when their growth is inhibited by rigid corporate structures? At Baxter, Susan Lichtenstein emphasizes leadership, not management. Where management titles were scarce, they found ways to create alternative non-management career paths that recognize and reward lawyers for their leadership contribution. In this session, Susan will take us through the human capital management concepts that will help you provide the right opportunities for your top performers to ensure their growth and development in your department.

4:15 p.m. – 5:00 p.m.
Susan Lichtenstein Susan Lichtenstein
Corporate VP, General Counsel
Baxter International

Weathering the Storm: Effective Ways to Get Deals Done in the Face of Economic, Political and Social Uncertainty

In these times of economic uncertainty, market volatility, a weakened dollar, soaring energy prices and the tightening credit crunch caused by the subprime mortgage crisis, the rules and formulas for M&A success are constantly changing. What's more, deals are no longer judged by stockholders and industry analysts alone. Today, boardrooms and deal makers must respond to the demands of government, social activists and ordinary citizens. In fact, with the change in administration, Wall Street can expect Washington to take an even more activist role in private industry and deal making. What implications do these changes have on your corporation? The following discussion, led by Sonnenschein, will analyze the current market and political conditions, and provide a roadmap that will enable you to provide strategic legal guidance to your corporate expansion and growth strategies. Topics to be discussed include:

  • The new stakeholders -- how people and factors outside the boardroom can change or even scuttle deals
  • Opportunities and challenges in the new political landscape
  • The future of dealmaking in financial services, healthcare, energy and other regulated industries
4:15 p.m. – 5:00 p.m.
Joseph Andrew Joseph Andrew
Partner
Sonnenschein Nath & Rosenthal LLP

One-on-One Business Meetings/Brain Weave™/Free Time

5:00 p.m. – 6:00 p.m.

Litigation Best Practices: Improving Effectiveness and Efficiency While Reducing Costs in Dispute Resolution

Litigation is a harsh reality of conducting business in America and over the years it has unscrupulously demanded copious amounts from corporate legal budgets. With increasing emphasis on legal department cost containment and improving performance, there are practical tips and tools that we can all adopt to curb this uncontrollable increase in litigation costs and outside counsel fees. In this presentation, from the shared experience of our panelists, we shall analyze some of these strategies including:

  • Calculating the true cost of litigation to effectively control and rein in costs
  • Effectively using early warning systems to avoid disputes and litigation
  • Evaluating unconventional and creative options for alternative fee arrangements
  • Identifying the right law firm and lawyers for your case and your business
  • Use of plaintiff counsel for efficient and aggressive protection of corporate rights
6:00 p.m. – 7:00 p.m.
Michael Ward Michael Ward
General Counsel, Kensington Computer Products
ACCO Brands
Joseph Speelman Joseph Speelman
Associate General Counsel and Chief of Litigation
LyondellBasell Industries
Jason Maxwell Jason Maxwell
Assistant General Counsel, Litigation
Cardinal Health

Networking Cocktail Reception

7:30 p.m. – 8:00 p.m.

Welcome Networking Dinner

8:00 p.m. – 10:00 p.m.
                                                                 

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2009 Corporate Counsel Exchange

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