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Compliance ReporterCompliance Reporter is the only news-breaking source that exclusively covers international compliance initiatives at broker/dealers and investment advisers, as well as regulations and enforcement actions from entities such as the National Association of Securities Dealers, the Securities and Exchange Commission, the U.S. Court of Appeals and state regulatory agencies. For a free trial go to: www.compliancereporter.com |
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Operations ManagementOperations Management is the only news-breaking source that exclusively covers back-office issues of broker/dealers, investment adviser firms and custodian banks. The publication covers U.S. and international firms providing insights into securities operations around the globe. Written for operations professionals, the newsletter will keep senior executives abreast of the latest operations news. For a free trial go to: www.operationsmanagement.com |